Compliance

• Tangible Moveable Property – what you can and can’t hold in SIPPs

  

  Geoff Buck of DP Pensions, explains the rules around Tangible Moveable Property and why SIPP operator’s err on the side of caution

• Discrepancies in how HMRC deals with errors

  

  You’d expect broad consistency in how HMRC allows errors to be fixed. Wouldn’t you? Gareth James, head of technical resources at AJ Bell, looks at the different handling of pensions and ISA errors

• How many hats can a regulated Supervisor wear?

  

  The role of regulated supervisor is a complex one which requires support, especially for those new to the role, says Apricity MD Cathi Harrison

More Articles

• Why we don’t agree with the PFS view on insistent clients

  

  ATEB Consulting director Steve Bailey explains why the firm believes advisers should not be taking a blanket approach to insistent clients

• There’s a better way of doing compliance

  

  Cathi Harrison, managing director of Para-Sols set up her new company Apricity to change the way compliance support is delivered for adviser firms, she tells Rob Kingsbury

• FCA Retirement Outcomes Review – what’s in store for advisers?

  

  There are signs where the ROR might be focused but the regulator must ensure its proposals are realistic, says AJ Bell’s Tom Selby

• Percival and Harrison review suitability report writing at Technical Insight Seminars

  

  Rory Percival and Cathi Harrison will be tackling the issues around writing compliant, FCA-friendly suitability reports at the Professional Paraplanner Technical Insight Seminars 2018.

• Pension transfers advice rules published but further consultation required

  

  FCA publishes Advising on Pension Transfers final rules and guidance but puts some areas out for further consultation

• Staying compliant with SIPP/SSAS connected tenant rent reviews

  

  SIPP/SSAS holders need to ensure that connected tenant rent reviews are always on a ‘commercial basis’ to ensure compliance with HMRC, advises John Keenan, corporate development manager, Xafinity SIPP & SSAS

• Applying RNRB in respect of downsizing

  

  How does the residence nil rate band work after the client or their benefactor has downsized their property? Kim Jarvis, technical manager, Canada Life, explains with case studies  

• New annuity rules – shopping around made easier?

  

  Advisers need to understand the implications of the new legislation around annuity research and purchase, says Dave Miller, executive general manager (Commercial), IRESS

• How we can help clients really achieve their life objectives

  

  Helping clients to achieve their life objectives is about creating real engagement which connects money with real life, says Chris Pitt, head of Market Analysis, IRESS 

• The impact of artificial intelligence on financial advice

  

  Andrew Herberts, head of private client investment management at Thomas Miller Investment, comments on the impact of artificial intelligence on the financial services industry and who will be the industry winners.