The Latest
Increased FCA activity
Steve Bailey, director ATEB Consulting, summarises and comments on the recent CEO letters sent out by the Regulator, which have relevance to all firms, he says.
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Dealing with distressed investments in pensions
Grant Blakey, technical consultant at AJ Bell, discusses how investments can become distressed, what it can prevent clients from doing with their pensions, and potential solutions.
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Raising standards in wealth management
Ultra-high net worths have not been served well by some parts of the wealth management industry, and that needs to change, says Wael Al-Nahedh, CEO, Spearvest
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The Senior Managers Regime – the start of a journey not the end
vernance issues and most importantly, be able to demonstrate that should the FCA come calling, says John Moret, principal, MoretoSIPPs and chairman, Investor in Customers
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Ensuring client understanding in pensions transfer advice
How can you ensure a client understands the advice and the recommendations being made in a pension transfer case? ATEB Consulting’s Steve Bailey looks at what COBS says, and where advice firms make mistakes
Featured
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The Senior Managers Regime – the start of a journey not the end
vernance issues and most importantly, be able to demonstrate that should the FCA come calling, says John Moret, principal, MoretoSIPPs and chairman, Investor in Customers
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5 ways your productivity can be improved
Shyamal Parikh, founder of SmartTask, an online work management tool, suggests five ways task management can contribute to your productivity
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Points to consider when clients access DC pensions early through ill-health
Important planning points when advising clients looking to access their pension early
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Using a SSAS as a loan source
SSAS offer an often overlooked source of finance available to clients, says Stephen McPhillips, Technical Sales Director, Dentons Pension Management
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Are crypto currencies right for your clients?
Daniele Mensi, CEO of Nexthash looks beyond the headlines and what constitutes a viable crypto investment and where blockchain investment platforms fit in.
