The Latest
Is it time to rework the refund rules?
GIven the massive issues that are being caused by the annual allowance, if the limit stays the same then HMRC needs to rework the refund rules, suggests AJ Bell’s Gareth James
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Cyber resilience within financial advice firms
ATEB Consulting’s Steve Bailey looks at ways financial advice firms can guard their businesses against cybercrime
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Real world vs the numbers
A common error of financial markets is to ignore the facts on the ground, says David Jane, manager of Miton’s multi asset fund range
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Fair treatment of vulnerable clients –guidance and approach
ATEB Consulting’s Steve Bailey considers the FCA’s consultation on vulnerable clients, identifying who is a vulnerable client and how aspects such as Principles for Businessesand the TCF outcomes are relevant.
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Paraplanner and compliance training courses opened by Art of Finance for northern cohorts
The Art of Finance has opened registration for the January cohort of the Paraplanner and Compliance courses which will take place in Darlington.
Featured
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Advisers increase use of social media for marketing
Social media has become an increasingly popular marketing tool for advisers
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Preparing an adviser business for sale
Stuart Dyer, chairman, Soprano, outlines a sensible approach for business owners looking to exit their business smoothly
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Breaching the LTA – the need for good advice
Danielle Byrne, technical consultant at AJ Bell, addresses the risk of breaching the LTA because of a death in service policy
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Apricity Compliance launches SM&CR support
Apricity Compliance has launched a dedicated Senior Management & Certification Regime resources area to help firms prepare ahead of the FCA’s December deadline.
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Liquidity and the law of unintended consequences
Liquidity as a risk can be underrated but is important for number of reasons, observes David Jane, manager of Miton’s multi asset fund range
